Regulatory Compliance Fundamentals
ISBN: 1950902226
EAN13: 9781950902224
Language: English
Publication Date: Jan 2, 2020
Pages: 102
Dimensions: 0.2362205" H x 7.992126" L x 5.19685" W
Weight: 0.2821917 lbs.
Format: Paperback
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Regulatory Compliance Fundamentals

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Book Overview

We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.

In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner.

If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.

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