ISBN: 1628455047
EAN13: 9781628455045
Language: English
Pages: 200
Dimensions: 0.46" H x 11" L x 8.5" W
Weight: 1.3 lbs.
Format: Paperback

Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 License Exam

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Book Overview

Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 Licence Exam


Developed for test takers trying to achieve a passing score on the Series 7 exam, this comprehensive study guide includes:



-Quick Overview

-Test-Taking Strategies

-Introduction to the Series 7 Exam

-Regulatory Requirements

-Knowledge of Investor Profile

-Opening and Maintaining Customer Accounts

-Business Conduct Knowledge & Suitable Recommendations

-Orders and Transactions in Customer Accounts

-Professional Conduct and Ethical Considerations

-Primary Marketplace

-Secondary Marketplace

-Principal Factors Affecting Securities, Markets, and Prices

-Analysis of Securities and Markets

-Equity Securities

-Debt Securities

-Packaged Securities and Managed Investments

-Options

-Retirement Plans

-Custodial, Edcation, and Health Savings

-Practice Questions

-Detailed Answer Explanations



Each section of the test has a comprehensive review that goes into detail to cover all of the content likely to appear on the Series 7 exam.



The practice test questions are each followed by detailed answer Read More chevron_right

Frequently Asked Questions About Series 7 Study Guide: Test Prep Manual & Practice Exam Questions for the FINRA Series 7 License Exam

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